Institute of
Financial
Services Inc.
Diploma of Financial Services - (FNS50107)

Diploma of Financial Services - (FNS50107)

[Part 2 of the Diploma of Financial Services]

Summary

  • This is a self-paced course.
  • Students must complete Part 1 ie the Certificate IV in Financial Services before they enrol in Part 2 - the Diploma Course.
  • For Traineeship information regarding this qualification please click here.
  • Consists of 6 modules which encompass 11 competencies.
  • Can be commenced at ANY TIME throughout the year.
  • Assessed by module assignments plus 2 exams; as well as on-the-job assessment by a Workplace Supervisor.
  • Assignments can be undertaken online or paper based.
  • Students must obtain 80% to pass each module.
  • Course fee - $1,800. (A 6-month x $300 credit card instalment plan is available.)
  • A Top Student Award consisting of a plaque and $500 is presented to the person who achieves the highest overall mark in this qualification in 2010.

 

Note 1: The Diploma of Financial Services is one of the qualifications recognised by the Australian Securities & Investments Commission (ASIC) as fulfilling the requirements of a Nominated Responsible Manager under RG 105 as well as at least 3 years relevant experience over the immediate past 5 years. Therefore if your financial institution nominates you as a Responsible Manager you may choose to undertake the Diploma of Financial Services to fulfil ASIC's requirements.

Please refer to FSR Responsible Manager Assessment for more details.
Note 2: Please click here for information on Pathway to University Qualifications.

Who Should Enrol?

From an employer’s perspective, those who:

  • have staff they want to mentor and reward by offering them a Nationally Recognised Qualification
  • have staff who have the potential to continue on with their tertiary education by pursuing a University undergraduate program after they complete the Diploma
  • want to find out which staff members are committed to a career in the financial services industry
  

From an employee’s perspective, those who:

  • want to attain a Nationally Recognised Qualification
  • have completed the Certificate IV in Financial Services which is the first half of the Diploma
  • are employed in the financial services industry and want to progress in their career
  • want to be a leader in the financial services industry
  • want to pursue a University undergraduate program after completion of the Diploma
  • want to be more professional in a competitive market

Click here to download the Diploma Enrolment Form

Click here to download the RPL/RCC Application Form for the Diploma (Part 2 ONLY)

Click here to download the RPL/RCC Application Form for the Diploma (Part 1 & Part 2)

Modules

FS 501 - Assessing & Managing Customer Needs

FNSICCUS504B Manage business customer relationships
FNSICCUS506B Determine client requirements and expectations
FNSICSAM505B Assess market needs

FS 502 - Developing & Implementing a Business Plan

FNSICORG503B Develop an operational plan
FNSICSAM402B Implement a sales plan

FS 503 - Complying with Legal Requirements

FNSCOMP501B Comply with financial services legislation, industry and professional codes of practice

FS 504 - Monitoring Operational Performance

FNSACCT501B Provide financial and business performance information
FNSICORG519B Analyse and comment on management reports

FS 505 - Managing Staff Training

FNSICORG511B Manage the staff training function

FS 506 - Managing Projects

FNSICORG507B Develop a resource plan
FNSICORG508B Manage a project

Testimonial