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Certificate IV in Financial Services (Finance/Mortgage Broking) - FNS40804

Certificate IV in Financial Services (Finance/Mortgage Broking) - FNS40804

[Part 1 of the Diploma of Financial Services (Finance/Mortgage Broking Management)]

Summary

  • This is a self-paced course.
  • For Traineeship information regarding this qualification please click here.
  • Consists of 4 modules which encompass 13 competencies.
  • Is the Part 1 of the Diploma of Financial Services (Finance/Mortgage Broking Management) qualification.
  • Can be commenced at ANY TIME throughout the year.
  • Assessed by module assignments and exams (which can be undertaken online or paper based).
  • Students must obtain 80% to pass each module.
  • Includes a Western Australian Supplement (if applicable) to comply with the requirements of WA legislation.
  • Course fee - $990. (A 3-month x $330 credit card instalment plan is available.)
  • A Top Student Award consisting of a plaque and $500 is presented to the person who achieves the highest overall mark in this qualification in 2010.
  • Experienced brokers can apply for RPL to obtain this qualification.  The cost of RPL is $500.  Click here for more information on applying for RPL.

Who Should Enrol?

From an employer’s perspective, those who:

  • have staff they want to mentor and reward by offering them a Nationally Recognised Qualification
  • want to ensure their staff are qualified to obtain a mortgage broker’s licence
  • want to ensure their staff have the external knowledge and skills that the mortgage broking industry requires
  • have staff who may qualify as New Entrant and/or Existing Worker Trainees
     

From an employee’s perspective, those who:

  • want to attain a Nationally Recognised Qualification
  • are new to the mortgage broking industry and want to obtain a mortgage broker’s licence
  • want to become a member of the MFAA or the FBAA
  • work for a mortgage broking company and want to be more valuable to their employer
  • work for a mortgage broker and want to become a mortgage broker themselves

 

NB: Certificate IV in Financial Services (FInance/Mortgage Broking) is the minimum qualification for all Mortgage Brokers.

 

Click here to download the Certificate IV Enrolment Form - for STUDENTS

Click here to download the Certificate IV Enrolment Form - for TRAINEES

Click here to download the Western Australian Supplement Enrolment Form.  Note: This enrolment form is only for students who have already completed the Certificate IV course.

Click here to download the RPL Application Form for the Certificate IV

Modules

FMB 401 - Your Work Environment

FNSICGEN301B Communicate in the workplace
FNSICGEN304B Apply health and safety practices in the workplace
FNSCOMP501B Comply with financial services legislation, industry and professional codes of practice

FMB 402 - Your Clients, Your Business

FNSICIND401B Apply principles of professional practice to work in the financial services industry
FNSFBRK404B Manage self in finance and/or mortgage broking industry
FNSICCUS401B Deliver a professional service to customers

FMB 403 - The Mortgage Industry

FNSICPRO401B Develop and maintain in-depth knowledge of products and services used by your organisation or sector
FNSFBRK402B Provide finance and/or mortgage broking services
FNSICGEN302B Use technology in the workplace

FMB 404 - The Lending Process

FNSFBRK403B Present broking options to client
FNSCRDT301B Process applications for credit
FNSFBRK401B Prepare and present loan application to lender on behalf of finance or mortgage broking client
FNSFBRK501B Settle application and loan arrangements in the finance/mortgage broking industry